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Stock market brokerage firms

The Financial Audit is intended to provide a reasonable assurance over the accuracy

of the financial statements in order to express an opinion about its veracity and fairness

SABs or brokerage firms are the only stock market intermediaries authorized and supervised by the Securities Exchange Commission (SMV).
Stock market operation – Refers to individuals acting in their own name in the purchase and sale of financial assets, specifically stocks or bonds. By stocks we mean the participation in a company registered in a stock market or stock exchange; while bonds represent “debt” or “debt papers”.

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