Skip to main content Skip to search

Operational and IT capability report – CAVALI

The Financial Audit is intended to provide a reasonable assurance over the accuracy

of the financial statements in order to express an opinion about its veracity and fairness

In accordance with CAVALI’s internal regulations, Chapter II “Participants”, Article 6a:
CAVALI will monitor the compliance by the Participants with the requirements to act as such at the time of their incorporation; for which purpose it will annually evaluate whether they have the financial, economic, information technology and operational capacity.
In this regard, the Participants shall send CAVALI:
a. Annual report issued by an independent audit firm referring to the compliance of its operational and IT capacity or, in the case of being a Brokerage Agent authorized by the SMV, a copy of the Annual Compliance Report submitted to the SMV.

Chat Whatsapp
Enviar a través de WhatsApp